DENTIST ADVISORS COMPANIES*
NOTICE OF PRIVACY POLICIES
April 26, 2023
Dentist Advisors recognizes the importance of protecting the privacy and security of the nonpublic personal information of our customers. We also know that our customers expect us to serve them in an accurate and efficient manner. To do so, we must collect, keep, and maintain certain personal information. We want you to know what information we collect, and how we use and safeguard it.
Information We Collect: We collect certain nonpublic information about many individuals (“Customer Information”). The essential purpose for collecting Customer Information is to allow us to provide advisory services to you. Customer Information we collect may include:
- Information that you provide on applications or other forms. This Customer Information may include personal and household information such as income, spending habits, investment objectives, financial goals, statements of account, and other records concerning your financial condition and assets, together with information concerning employee benefits and retirement plan interests, wills, trusts, mortgages and tax returns.
- Identifying information such as your name, age, address, social security number, etc.
- Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or other chosen investment sponsors).
- Information we receive from consumer reporting agencies (e.g., credit bureaus), as well as other various materials we may use to provide an appropriate recommendation or to fill a service request.
Security of Your Information: We restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.
Information We Disclose: We do not disclose the nonpublic personal information we collect about our customers to anyone except: (i) in furtherance of our business relationship with them and then only to those persons necessary to effect the transactions and provide the authorized services (such as broker- dealers, custodians, independent managers etc.); (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, consultants, etc.); (iii) our attorneys, accountants, auditors; or (iv) as otherwise provided by law.
We are permitted by law to disclose the nonpublic personal information about you to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs, and service providers who perform services or functions on our behalf). These third parties are prohibited to use or share the information for any other purpose.
Former Clients: If you decide to close your account(s) or become an inactive customer, we will adhere to our privacy policies, which may be amended from time to time.
Questions: If you have questions about this privacy notice or about the privacy of your customer information call our main number 801-748-1243 and ask to speak to the Chief Compliance Officer.
*“Dentist Advisors Companies” is the joint brand which refers, jointly and severally, to the following companies: Aquire Holdings, LLC, its parent company (“Holdings”); Aquire Wealth Advisors, LLC, d/b/a Dentist Advisors (“Dentist Advisors”); and, Elements Technology, Inc., d/b/a “Elements;” and any other “related person” controlled by, controlling, or under common control with any of the Dentist Advisers Companies from time to time. Contact our main number 801-748-1243 and ask to speak to the Chief Compliance Officer for further information.